Consultant - Chief Compliance Officer (Fractional/Contract Role)
Arootah
Part-time
Remote
United States
$250 - $400 USD yearly
Fractional
Join our experienced roster of consultants that support Hedge Funds and Family Offices. Arootah is a personal and professional development leader in the Investment and Financial Services industry. Our mission is to provide top business advisory services to our hedge fund client base. We focus our Business Consulting on the multi-faceted needs of Hedge Funds and Family Offices.
Arootah was founded by Rich Bello, the Co-Founder and COO of the industry-leading $10 billion hedge fund, Blue Ridge Capital. Rich brings more than 30 years of experience, including leadership positions at Morgan Stanley, Tiger Management, and Ernst & Young.
WHO YOU ARE:
Arootah is searching for Hedge Fund/Family Office Chief Compliance Officers to advise clients on industry best practices. As a Compliance Consultant, you will work with our hedge fund and family office clients to provide expert advice. Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office.
What You'll Do
- Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs
- Help the client develop realistic and effective monthly action plans
- Identify internal and contextual roadblocks
- Break apart goals into actionable steps
- Devise a plan of action for each goal
- Provide the client with resources associated with implementing their action plan
- Teach and mirror successful and positive techniques
- Implement policies, procedures, and control measures
- Evaluate each client’s advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices
- Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)
Qualifications
- Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission.
- SEC audits and examinations
- Effective written and verbal communication skills
- Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results
- Ability to build rapport and work with people from all over the world
- Effective communication
- Personable and relatability skills
- Basic computer skills
- Proficient in Excel and PowerPoint
Job Status
- Contractor
- Hours are based on the needs of the assigned client (0-40 hours per week).
$250 - $400 an hour
Work for a well-funded disruptor in the finance, wellness, and technology space
Culture of inspired continuous improvement in all areas of business and life
Autonomy in your work
The ability to work remote
Flexible hours
Access to our Digital Wellness Center, including past webinars, seminar videos, and workbooks